| Many divorce professionals such as attorneys,
psychologists and social workers have become dissatisfied
with the limitations of the court system in helping families
through the turmoil of a divorce, and the negative impact
on families caused by litigation. During the past 25 years,
there has been a growing movement toward alternatives to litigation.
These include mediation, arbitration and collaborative law.
Litigation is the traditional way to resolve the disputes
that occur in a divorce proceeding. Even though California
has no-fault divorce, this simply means that fault does not
have to be proven, and a divorce cannot be contested. But
heated disputes can and do occur about issues such as how
to share the children, how much support should be paid, and
how the property should be divided. In a litigated divorce,
each spouse hires an attorney to file motions for temporary
orders, to argue those motions in court, and to conduct discovery
(depositions, interrogatories, demands for production of documents)
in order to obtain information necessary for trial or settlement.
If the case cannot be settled, there is a trial, at which
the spouses and other witnesses may testify under oath, and
the judge makes a decision on all the issues. In California,
divorce trials are open to the public, and the court file
cannot be sealed, so all the "dirty laundry" is aired in full
public view.
Litigation is very expensive and stressful for the family.
Moreover, in litigation, the couple gives all the power to
the judge, who must make decisions on child custody, support
and property division based upon the evidence. Usually, the
evidence that is admitted at trial is only 10% of what the
couple really want and need the judge to know about their
family, but the rules of evidence limit what the judge can
hear and read. If one party is unhappy with the judge's decision,
there may be an appeal, which causes further delay and expense.
Mediation is an alternative way to resolve disputes outside
the courtroom. In divorce mediation, the couple hires a trained,
neutral and impartial mediator to facilitate their discussions
with each other and to help them resolve the issues in their
divorce by communicating with each other in a safe, private
setting.
What are the advantages of mediation?
- Mediation is confidential
- Mediation is voluntary
- The spouses make their own decisions instead of giving
all the decision-making power to a judge
- The couple can go at their own pace instead of being subject
to court-imposed deadlines
- Mediation is far less expensive than litigation
Private divorce mediation should not be confused with mediation
that is required by the court. In California, mediation is
ordered for all court cases in which the parents are disputing
custody of their children. However, in San Diego County, this
mandatory custody mediation is not confidential, and if the
parents do not reach agreement, the mediator will make a recommendation
to the court on custody and visitation.
In contrast, private divorce mediation is always confidential,
meaning that if the mediation does not produce an agreement
and the case ends up in court, the mediator cannot be compelled
to testify about any of the discussion during mediation. The
parties can disclose to the court that they tried mediation,
but all of the discussions during mediation are confidential
and not admissible in evidence.
How to choose a mediator:
In California, mediation is unregulated, meaning anyone can
call himself or herself a mediator. No special training or
license is required. While a mental health professional may
be a good choice to mediate child-sharing issues, when there
are legal issues such as support and division of property,
the mediator should have extensive knowledge about California
family law and also training in mediation techniques. A reputable
mediator will have taken at least 40 hours of basic mediation
training, and conduct the mediation in accordance with the
Model Standards of Practice for Family and Divorce Mediation,
which were developed by the Association of Family and Conciliation
Courts, the American Bar Association, and other professional
organizations. There should be a written mediation agreement,
setting forth the expectations for the parties to make full
disclosure of all income and assets, and disclosing the basis
for the fees charged by the mediator.
What is the role of the mediator?
The mediator is not an arbitrator and will not make decisions
for the couple. Rather, the mediator will help the couple
develop an agenda for the mediation sessions, and assist them
in working through the issues and reaching a settlement. Although
the mediator may be an attorney, he or she does not represent
either party. The mediator should explain the law as it applies
to each issue, but not give legal advice to the couple. Most
mediators will suggest that each party have an independent
attorney to provide legal advice during the mediation process,
and to review any written agreements before they are signed.
Remember, mediation is not a substitute for independent legal
advice.
What are the disadvantages of mediation?
Mediation is not for everyone. The couple does not need to
be amicable; after all, they are getting a divorce! But they
do need to be able to express their concerns to each other,
to listen to each other, and to share information with each
other. Mediation may not succeed if one spouse feels less
powerful than the other, or feels intimidated or controlled
by the other spouse, or where there has been physical or emotional
abuse during the relationship. Sometimes one spouse will try
to use mediation to promote their own agenda, and to coerce
the other party into accepting an unfair settlement. A good
mediator will stop the mediation if this occurs.
Arbitration is closer to litigation than mediation. In arbitration,
the parties, usually with the assistance of their attorneys,
hire a neutral and impartial arbitrator to hear testimony,
receive evidence, and issue a decision, called an award. The
arbitrator may be an attorney or a retired judge. The parties
can agree in advance that the arbitration will be binding.
If the arbitration is not binding, the parties can contest
the arbitrator's award in court. Sometimes the spouses have
entered into a prenuptial agreement before their marriage
which requires arbitration in case of divorce, or they may
choose arbitration over litigation because it is private and
less formal than a court trial, and can be scheduled at the
convenience of the parties. However, arbitration, unlike mediation,
is not confidential. A court reporter will be present to record
the testimony, so that a transcript can be made if necessary.
In arbitration, as in litigation, the parties give up decision-making
power to a third party - the arbitrator.
Collaborative divorce is the newest dispute resolution process.
In a collaborative divorce, the parties sign a Collaborative
Law Participating Agreement in which they agree not to go
to court while they are negotiating the issues in their divorce.
The Collaborative Agreement represents a commitment by both
spouses and their collaborative counsel to settle the case.
The Agreement is signed by both parties and their collaborative
counsel. Attorneys who practice collaborative law must have
specialized training, and in a collaborative case, they must
agree that if one party decides to go to court, the collaborative
counsel who represents the parties must withdraw, and the
parties must retain new counsel.
Advantages of collaborative divorce:
- The collaborative process is designed to encourage the
parties to understand each other's point of view, even though
they will not agree on everything.
- It is designed to encourage the free and full disclosure
of information necessary to resolve the issues in the case,
without the need for expensive and time-consuming formal
discovery procedures such as depositions, interrogatories,
and demands for production of documents.
- In a collaborative case, facts and figures do not need
to be distorted for presentation to a judge, because the
parties make all the decisions themselves, with the assistance
of their counsel.
- Collaborative is significantly less expensive than litigation.
Collaborative divorce is different from mediation because
each party has a collaborative attorney to advise him or her
throughout the process. In mediation, the parties often choose
to proceed without counsel, and although they may hire an
attorney review the final agreement, there is great psychological
pressure on parties not to change the agreement once it has
been reduced to writing. Also, a party may be intimidated
or coerced during mediation, and the mediator may be unaware
of what is going on behind the scenes. In collaborative divorce,
the process is transparent, and the collaborative attorneys
share information about their clients with each other when
it is helpful to resolution of the case. Negotiations take
place during four-way meetings in the office of one of the
attorneys.
Other members can be added to the collaborative team. Besides
two collaborative attorneys, the couple will need a financial
specialist, who is a CPA, Certified Financial Planner or Certified
Divorce Planner with special training in the collaborative
process. The couple select one neutral and unabiased financial
specialist to assist them and their attorneys with the financial
aspects of the case, and to oversee the exchange of information
and documents necessary to explore all the issues.
If emotional issues are getting in the way of communication
by the parties, the collaborative attorneys will recommend
that one or both parties hire a coach, who is a mental health
professional trained in the collaborative process. The coach
does not provide therapy, but helps the party in learning
new communication techniques to deal with his or her spouse
not only during the collaborative process, but in the years
after the divorce. Finally, if there are children who are
experiencing emotional problems due to the separation, a child
specialist may be hired to interview the children and advocate
for their interests during the collaborative process.
Collaborative divorce is widely recognized as the wave of
the future. It has significant advantages over mediation:
- Each spouse has the support of an attorney and independent
legal advice throughout the process.
- Collaborative attorneys have received extensive training
in both mediation and the collaborative process.
- Negotiations take place during four-way meetings between
the spouses and their attorneys.
- Other professionals such as the financial specialist,
coach and child specialist can be added to the team.
- Collaborative divorce is ideal for situations where mediation
will not work because one spouse feels intimidated or controlled
by the other spouse, or less powerful, or less informed.
How do I find a collaborative attorney?
Most major cities in California have collaborative law groups
with websites that list their members. One source of information
is the website of the International Association of Collaborative
Professionals, www.collabgroup.com, which has links to collaborative
law groups throughout California and other states. In San
Diego County, the group is known as The Collaborative Family
Law Group of San Diego, at www.collaborativefamilylawsandiego.com.
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